LEGAL SOLUTIONS FOR ASSET MANAGERS, BROKER-DEALERS AND ENTREPRENEURS

Learn how to start and raise capital for a hedge fund, private equity fund, venture capital fund or real estate fund at the FUNDamentals event!

PRACTICE PHILOSOPHY

Commitment to Client Satisfaction
TRANSPARENT PRICING

Services are priced to facilitate budgeting.

EFFICIENCY

Matter management prioritizes efficiency.

PRACTICE AREAS

Corporate | Securities | Litigation
A Boutique for Asset Managers, Broker-Dealers and Entrepreneurs
  • LITIGATION

    • Representation in regulatory and enforcement matters brought by the U.S. Securities and Exchange Commission (SEC), the U.S. Commodity Futures Trading Commission (CFTC), the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA) • Representation in litigation and arbitration proceedings.

  • HEDGE FUNDS, PRIVATE EQUITY FUNDS, VENTURE CAPITAL FUNDS AND REAL ESTATE FUNDS

    • Fund formation • Registration and compliance • Private placements • Enforcement, litigation and arbitration • Investor relations.

  • BROKER-DEALERS, CAPITAL ACQUISITION BROKERS, FINDERS AND FUNDING PORTALS

    • Registration and compliance • Enforcement, litigation and arbitration • Disclosures.

  • PRIVATE ENTERPRISE

    • Business formation • Contract negotiation • Corporate governance • Mergers and acquisitions • Private Placements • Investor relations.

THE ATTORNEY

N. Noelle Francis
N. Noelle Francis
Attorney-At-Law
Noelle is an attorney licensed to practice in California, the District of Columbia and New York. She practices in the area of corporate and securities law. Read more about her here.

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